ETH 321 Week 4 The Legal and Regulatory Environment of Business, Ch. 17: Financial and Securities Regulations

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ETH 321 Week 4 The Legal and Regulatory Environment of Business, Ch. 17: Financial and Securities Regulations
ETH 321 Week 4 The Legal and Regulatory Environment of Business, Ch. 17: Financial and Securities Regulations
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ETH 321 Week 4 The Legal and Regulatory Environment of Business, Ch. 17: Financial and Securities Regulations

Read Ch. 17 of The Legal and Regulatory Environment of Business.

Consider the following as you read:

  • The concept of securities and the role of the Securities and Exchange Commission (SEC).

  • How the Sarbanes-Oxley Act has affected the current business landscape.

  • Sarbanes Oxley

  • Class, what are some of the key concepts of Corporate Governance with respect to Sarbanes Oxley?  How do these concepts relate to company and business management?

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